SMBC Capital Markets (Asia) Limited

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Rondinella, Joseph		M	AIY535	RO	2010-07-14
2	Sewell, Anthony John		M	AIY534	RO	2010-07-14	2020-01-31
3	Shimoyama, Yutaka 下山豐			AZL551	RO	2012-07-04	2015-05-19
4	Wong, Adrian Alexander 王一鳴		M	AZO719	Rep	2012-05-28
5	Zhao, Jack Jialin 趙家林		M	AVA752	RO	2012-10-31	2021-08-19

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