Morningstar Investment Management Asia Limited 晨星投資管理(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Galloway, Christopher Andrew (SFC:BCN392)		M	RO	2014-05-08	2016-12-31
2	Kum, Yan Ting 甘欣庭			Rep	2014-05-12	2016-06-27
3	Tao, Jin (SFC:BCN396) 陶瑾			RO	2014-05-08	2016-02-29

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