SMBC Capital Markets (Asia) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Matsumura, Akihiko | AVA669 | RO | 2010-07-14 | 2012-05-07 | ||
| 2 | Rondinella, Joseph | M | AIY535 | RO | 2010-07-14 | 2025-04-01 | |
| 3 | Sewell, Anthony John | M | AIY534 | RO | 2010-07-14 | 2020-01-31 | |
| 4 | Shimoyama, Yutaka 下山豐 | AZL551 | RO | 2012-07-04 | 2015-05-19 | ||
| 5 | Wong, Adrian Alexander 王一鳴 | M | AZO719 | Rep | 2012-05-28 | ||
| 6 | Zhao, Jack Jialin 趙家林 | M | AVA752 | Rep | 2010-07-14 | 2012-10-31 | |
| RO | 2012-10-31 | 2021-08-19 | |||||
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