NT Securities Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Arnott, Robert Lauriston John	44	M	BBY536	RO	2014-06-03	2017-08-31
2	Buckley, Robert James Hugh	37	M	BBY530	RO	2014-06-03	2016-11-11
3	Eastwood, Helen Rebecca		F	BEO215	Rep	2014-12-01	2017-08-31
4	Morton, Douglas James Macleod	38	M	BEO419	Rep	2014-12-29	2017-08-31

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