HOBA Global Investors (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Ho, Carrie Ka Lee (SFC:BEZ815) 何嘉莉		F	BEZ815	RO	2015-04-23	2019-12-31
2	Lee, James (SFC:BEZ813)		M	BEZ813	RO	2015-04-23	2020-08-26
3	Shieh, Jung-Sheng 謝中生			BFJ713	Rep	2015-05-26	2016-12-31

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