PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 信安環球投資(亞洲)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Chiu, Tony Yin Bong 趙彥邦		M	Rep	2014-02-11	2017-06-19
2	Lam Wong, Carmen Wei Ching 林黃慧貞		F	RO	2013-06-13	2017-05-01

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