NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Belal, Tanvir M ASS476 RO 2009-08-19
2 Dunn, Alastair Robert M AZY383 Rep 2012-08-21
3 Higgins, Andrew Michael M AEJ882 Rep 2012-12-21 2024-07-24
4 Parlamento, Luca BIX232 Rep 2017-03-22 2018-12-10
5 Philips, George Andrew M AQQ524 RO 2009-09-02
6 Rogers, David Ian (SFC:APJ114) M APJ114 RO 2009-04-09
7 Shiers, Matthew John M BHD391 Rep 2016-03-17
8 Smith, Mark (SFC:APV538) M APV538 RO 2009-10-14

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