SoFi Securities (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Chan, Kwun Yin (SFC:BJH176) 陳冠賢			Rep	2017-03-27	2019-08-02
2	Choi, Lan Fong 蔡蘭芳			RO	2014-02-18
3	Lau, Siu Chit 劉韶哲			Rep	2016-07-19	2018-11-15
4	Li, Ching Cheung 李正璋			Rep	2017-07-26	2017-12-08
5	Ng, Chung Ming (SFC:ADZ927) 吳仲明			RO	2011-12-22	2022-11-30

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