UPMAX SECURITIES LIMITED 晉億證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Cheng, Wing Hung (SFC:AMA065) 鄭永雄			AMA065	RO	2017-07-11	2018-02-28
2	Chiu, Yiu Wah 趙耀華			AAD106	Rep	2017-10-04
3	Hui, Hok Suen 許學萱			AAD574	Rep	2017-10-04	2017-12-14
4	Lee, Man Yu 李敏如			BAC300	RO	2017-07-11

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