LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Creighton, Antony John		M	ALP566	RO	2014-01-03
2	Fan, Kung Sheng 樊功生			BFK814	Rep	2017-03-16	2025-03-31
3	Liu, Xiaomeng (SFC:BEN196) 劉笑夢			BEN196	RO	2018-03-06
4	Wang, Lisha 王丽莎			AWW125	Rep	2017-11-06	2019-11-16

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