GUOTAI GLOBAL INVESTMENTS LIMITED 國泰全球投資管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Huang, Hongping 黃洪萍			BDM988	Rep	2016-08-15	2018-05-18
2	Qi, Jue 齊覺			AQS185	RO	2015-08-19	2019-05-01
3	Wu, Xiangjun 吳向軍			BEL575	RO	2015-08-19	2024-08-23
4	Zhou, Xiangyong 周向勇			BFJ729	RO	2015-08-19

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