Hong Kong Securities Limited (HK) 香港證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Cheung, Ning (SFC:AQX919) 張寧	40	M	AQX919	RO	2018-09-10	2020-10-29
2	Yu, Kwan Lung 余君龍			AAC706	RO	2018-09-10	2019-11-15

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