SMBC Capital Markets (Asia) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Araki, Yushi 荒木裕史 BJT527 RO 2017-08-17
2 Ishihara, Takashi 石原貴司 BDW785 RO 2015-03-24 2015-11-20
3 Kawata, Norihiko 河田典彥 BGP464 RO 2017-08-14 2023-06-26
4 Matsumura, Akihiko AVA669 RO 2010-07-14 2012-05-07
5 Miki, Yasuhiro 三木康裕 BFN447 RO 2015-07-15 2017-08-31
6 Rondinella, Joseph M AIY535 RO 2010-07-14
7 Sewell, Anthony John M AIY534 RO 2010-07-14 2020-01-31
8 Shimoyama, Yutaka 下山豐 AZL551 RO 2012-07-04 2015-05-19
9 Wong, Adrian Alexander 王一鳴 M AZO719 Rep 2012-05-28
10 Zhao, Jack Jialin 趙家林 M AVA752 Rep 2010-07-14 2012-10-31
RO 2012-10-31 2021-08-19

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