Windrose Investment Management (Asia) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Davidson, Gregory Edward		M	ATW897	RO	2018-06-14	2022-11-13
2	Lam, Sai Kit 林世傑			BMI085	RO	2018-06-14	2018-12-07
3	Lin, Zuodong 林作棟			BNJ825	Rep	2018-09-26	2021-08-06
4	Reece, Steven Jonathan (SFC:BNG872)		M	BNG872	RO	2018-12-06	2023-07-17
5	Yiu, Yi Shing 姚懿成			BKK536	Rep	2018-11-09	2019-08-11

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