Oberweis Asset Management (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Chen, Yun (SFC:BGW787) 陳韵			BGW787	Rep	2019-10-08	2023-03-31
2	Joyce, Patrick Brian		M	APW675	RO	2018-07-26	2022-12-30
3	Oberweis, James Walter		M	APW676	RO	2018-07-26
4	Wang, Ronghua (SFC:BMV544) 王荣華			BMV544	RO	2018-07-26
5	Yu, Xin (SFC:BMV558) 余欣			BMV558	RO	2018-07-26	2018-11-29
6	Zhou, Fangwen (SFC:BBK066) 周芳雯			BBK066	RO	2018-07-26

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