Stifel Hong Kong Limited

• Key Data
• Officers
• Overlaps
• SFC licenses
• ESS

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	Role	From	Until
1	Au Yong, Haw Rer 歐陽浩日			Rep	2019-05-03	2021-04-06
2	Kaushik, Raghav			Rep	2018-06-14	2022-06-22
3	Kim, Jung-Su			Rep	2019-06-03
4	Kurz, Julian Ogden		M	RO	2020-08-14	2021-10-03
5	Lerner, Christopher Paul		M	RO	2013-05-16	2020-10-27
6	Sunderland, Bradford Morimura 苏晓德			Rep	2019-07-30	2020-12-17
7	Yang, Jing (SFC:ARH995) 楊婧			Rep	2017-09-14	2021-11-23
8	Yu, Thomas Ka Ming 余家明		M	Rep	2019-03-21	2020-10-15

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---