Mesirow Financial Hong Kong, Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2020	⚥	SFC ID	Role	From	Until
1	Ali, Mujtaba Syed			AOE776	RO	2012-06-05
2	Baker, Edward Daniel	69	M	AFB069	RO	2019-12-03	2023-04-17
3	Fung, Yuen Yi 馮婉兒			BBN298	Rep	2017-09-18
4	Lee, Chae Joo			BBF576	RO	2014-11-12	2025-03-31
5	Saunders, Andrew Michael		M	BDP044	RO	2019-12-03	2023-04-17

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