SOPHIA ASSET MANAGEMENT LIMITED 崇智資產管理有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Bai Ye, Feng 白峰			AOG103	RO	2009-12-09
2	Ng, Cynthia Chit Sum 吳哲心		F	AOX396	RO	2009-12-09

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