Arcus Investment Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	SFC ID	Role	From	Until
1	Brooks, Nicholas John (SFC:BDD878)		M	BDD878	RO	2014-06-09	2015-07-14
2	Chu, Lap Shun 朱立信			BFP913	Rep	2018-08-28	2020-11-04
					RO	2020-11-04	2022-01-01
3	Pearson, Mark Anthony (SFC:BDD874)		M	BDD874	RO	2014-06-09	2024-04-22
4	Sandham, Peter John		M	BFE013	RO	2015-06-16	2024-04-03
5	Yamane, Masaaki 山根正明			BDM387	Rep	2015-10-09	2020-12-31
					RO	2020-12-31	2023-09-30

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