ALPS CAPITAL MANAGEMENT LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Chan, Jacky Wai Man 陳偉民			ADI558	RO	2013-11-20	2016-05-01
2	Ip, Amy Sau Mai 葉秀薇		F	ALA835	RO	2013-11-20
3	Wang Lo, Audrey 王允默	60	F	ABW094	RO	2013-11-20

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