China Enterprise Securities Company Limited 華業金控證券有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Chan, Michael Sheung Chi 陳上智 28 M AXN142 Rep 2012-02-02 2014-03-31
2 Hai, Yuan 海媛 AXV578 Rep 2011-08-10 2011-12-31
3 Lau, Chaak Ming 劉擇明 AWF568 Rep 2011-03-01 2011-06-02
4 Li, Doris Ming 李敏 F ANB826 Rep 2013-03-25 2015-03-03
RO 2015-03-03 2017-11-30
5 Nimmo, Walter Gilbert Mearns 69 M AAX450 RO 2011-01-27 2015-01-22
6 Siu, Yie Tai 蕭懿德 ARG185 Rep 2011-02-08 2013-03-31
Rep 2014-04-10 2014-07-04
7 Watanabe, Masako F ACO624 RO 2011-01-27 2016-07-21

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