LEHMAN BROTHERS SECURITIES ASIA LIMITED 美國雷曼兄弟證券亞洲有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Bowmer Iii, William Sterett M AEB024 Rep 2003-08-11
2 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2003-08-12
3 Cultura, Crisostomo Medardo Felicisimo 顧鎮廷 ADZ871 Rep 2003-08-14
4 Fok, Kee Hung 霍基雄 ABC138 Rep 2003-08-09
5 Koh, Poh Soon (SFC:ACJ606) ACJ606 Rep 2003-04-22
6 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2003-08-12
7 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2003-08-21
8 Paine, David L M ADH929 Rep 2003-08-12
9 Poon, Kenneth Sin Ming 潘羨明 M AAE547 Rep 2003-08-14
10 Sweeney, Kirk Chester M AAN604 RO 2003-09-01
11 Ventouras, Alexis 39 M ADS012 Rep 2003-07-08
12 Watson, Alan James David 48 M AEE163 Rep 2003-08-09
13 Yuen, Hoi See 袁凱詩 AGN695 Rep 2003-08-15

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