Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2008	⚥	SFC ID	Role	From	Until
1	Chang, Joseph Chau		M	ART436	Rep	2008-12-18	2010-06-30
2	Preiser, David Abraham		M	AOD252	RO	2008-10-09	2010-06-03
3	Putnam, David Paul		M	AFU548	RO	2008-10-09	2013-05-26

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