CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bairstow, Hayden Peter | M | AUZ522 | Rep | 2010-04-07 | 2013-04-17 | |
| 2 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 3 | Bao, Wenjun 包文駿 | AXC978 | Rep | 2011-04-12 | 2012-08-01 | ||
| 4 | Bird, John David (SFC:AKY461) | M | AKY461 | RO | 2005-02-01 | 2012-02-27 | |
| 5 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 6 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 7 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 8 | Chen, Kuan-Chun | AXZ660 | Rep | 2011-09-07 | 2012-09-20 | ||
| 9 | Chen, Qian (SFC:AYH384) 陳前 | AYH384 | Rep | 2011-10-21 | 2014-06-25 | ||
| 10 | Downes, Dianne Michelle | F | ATY162 | Rep | 2009-10-15 | 2012-01-16 | |
| 11 | Evans, Michael John (SFC:AWA046) | M | AWA046 | Rep | 2010-10-06 | 2012-01-17 | |
| 12 | Fan, Lei (SFC:AXL810) 樊磊 | AXL810 | Rep | 2011-07-08 | 2012-06-14 | ||
| 13 | Feng, Lingtian 馮令天 | AYQ548 | Rep | 2011-12-13 | 2015-01-30 | ||
| 14 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 15 | Gilmour, Digby Neil | M | AUZ660 | Rep | 2010-04-19 | 2012-01-17 | |
| 16 | Gopalaswamy, Chitra Narasimha | AMY886 | Rep | 2011-04-20 | 2013-12-30 | ||
| 17 | Henning, Edmund Anthony Biddulph | M | ASY194 | Rep | 2009-05-14 | 2012-01-17 | |
| 18 | Hong, Jenny | F | AQM707 | Rep | 2009-02-26 | 2012-11-24 | |
| 19 | Howitt, Bryan William | M | AVL099 | Rep | 2010-07-06 | 2012-01-17 | |
| 20 | Hudson, Scott Lyndon | M | AUZ661 | Rep | 2010-04-08 | 2012-01-17 | |
| 21 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 22 | Johnston, Andrew Ian (SFC:AVY765) | M | AVY765 | Rep | 2010-10-27 | 2012-01-17 | |
| 23 | Kam, Joel Wing 甘穎 | AVA613 | Rep | 2010-05-10 | 2012-01-17 | ||
| 24 | Kanna, Ninus | AVW489 | Rep | 2010-09-15 | 2012-01-17 | ||
| 25 | Kim, John Piljung | M | ASL857 | Rep | 2010-06-22 | 2014-10-03 | |
| 26 | Krien, Alexander David | M | AUZ544 | Rep | 2010-04-13 | 2012-01-17 | |
| 27 | Ladeuix, Hernan | ANF060 | Rep | 2006-03-29 | 2012-04-03 | ||
| 28 | Lee, Kuen Long 李坤龍 | AXR044 | Rep | 2011-10-13 | 2019-10-22 | ||
| 29 | Lin, Heng-Kuang | AXZ669 | Rep | 2011-09-07 | 2013-09-12 | ||
| 30 | Liu, Wei Chun 劉惟珺 | AYA197 | Rep | 2011-09-20 | 2013-04-16 | ||
| 31 | Mei, Jingping 梅璟萍 | AVV764 | Rep | 2010-09-10 | 2012-11-03 | ||
| 32 | Moore, Baden James | M | AVX128 | Rep | 2010-09-15 | 2012-01-17 | |
| 33 | Moullin, Andrew James | M | AQN363 | Rep | 2009-03-31 | 2013-08-23 | |
| 34 | Oberg, Oscar Donald Angus | M | AWH340 | Rep | 2010-11-22 | 2012-01-17 | |
| 35 | Pan, Feng (SFC:AYE809) 潘峰 | AYE809 | Rep | 2011-10-07 | 2012-09-08 | ||
| 36 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-10-27 | 2014-07-10 | ||
| 37 | Ramdev, Amit Kumar | M | AWK762 | Rep | 2010-12-08 | 2012-01-17 | |
| 38 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 39 | Roper, Ian David (SFC:AVI752) | M | AVI752 | Rep | 2010-06-18 | 2015-09-10 | |
| 40 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 41 | Ryall, Scott John | M | AWE006 | Rep | 2010-11-01 | 2017-04-28 | |
| 42 | Samter, Mark Graham | M | ATW081 | Rep | 2009-09-29 | 2012-01-17 | |
| 43 | Sangiambut, Manop | AJN957 | Rep | 2005-09-28 | 2012-03-08 | ||
| 44 | Skinner, Donald William Lennox | 49 | M | AAI493 | RO | 2012-07-05 | |
| 45 | Stewart, James Michael | M | AVF503 | Rep | 2010-05-25 | 2012-01-17 | |
| 46 | Tabbush, Daniel Lawrence | M | ANK169 | Rep | 2006-05-29 | 2012-03-13 | |
| 47 | Vohra, Dhruv | AJI706 | Rep | 2003-12-29 | 2012-06-01 | ||
| 48 | Wai, Helena Suk Chong 衛淑莊 | 64 | F | AAB508 | RO | 2019-05-01 | |
| 49 | Wu, Chia-Wei | AXZ661 | Rep | 2011-09-07 | 2012-02-16 | ||
| 50 | Wu, Jiaxin (SFC:ARD174) 吳佳鑫 | ARD174 | Rep | 2011-10-26 | 2012-12-01 | ||
| 51 | Yang, Yan (SFC:AXG818) 楊艷 | AXG818 | Rep | 2011-05-23 | 2013-06-22 | ||
| 52 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2011-04-06 | 2014-04-30 | ||
| 53 | Zhao, Yingxiang 趙英向 | AVK731 | Rep | 2010-07-02 | 2015-10-01 | ||
| 54 | Zhou, Enxu 周恩旭 | AWJ278 | Rep | 2010-11-30 | 2014-07-06 | ||
| 55 | Zhou, Ling (SFC:AQM715) 周靈 | AQM715 | Rep | 2011-04-06 | 2012-05-22 |
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