PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 信安環球投資(亞洲)有限公司

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Sinn, Ringo Pak Ming 冼百明		M	ACC589	RO	2007-08-27	2013-06-21
2	Yip, Stanley Chi Leung 葉志良		M	AHG368	RO	2005-09-12	2013-07-16

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