SoFi Securities (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Choi, Lan Fong 蔡蘭芳			AAI809	RO	2015-12-01
2	Lee, Tai Tong 李棣棠			ADZ578	Rep	2015-12-23	2016-08-26
3	Ng, Chung Ming (SFC:ADZ927) 吳仲明			ADZ927	RO	2015-12-01	2022-11-30

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