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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Kim, Jinho (SFC:BRS517)			BRS517	Rep	2021-10-06	2022-09-03
2	Landes, Bradley Dean		M	ACI712	RO	2020-02-18
3	Malliris, Panayotis John (SFC:ADY556)		M	ADY556	Rep	2021-11-12
4	Shu, Kenichi (SFC:AEN523) 朱健一		M	AEN523	RO	2020-02-18
5	Van Dyke, Joshua Lee		M	BRP992	Rep	2021-09-03	2025-02-20
6	Xu, Xiaolan (SFC:BAB245) 徐曉嵐			BAB245	Rep	2021-10-19	2025-05-08

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