GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2025	⚥	SFC ID	Role	From	Until
1	Busby, James Mcalpine		M	BHD229	RO	2023-04-20
2	Dalmasse, Canute Howard		M	AND837	RO	2016-10-11	2023-04-29
3	Drake-Brockman, Robert David	52	M	BTE290	Rep	2024-05-22	2024-06-26
					RO	2024-06-26
4	McFarland, Christina Ma 馬智萍		F	ADU896	RO	2016-10-11	2022-10-04
5	McQuade, Ryan F		M	AVS364	Rep	2016-10-11	2018-08-03
6	Paradise, James Richard		M	AHA220	RO	2017-12-27	2021-02-08
7	Potishko, Dmitri			BBK329	RO	2021-02-08
8	Sladic, Ales			AUV740	RO	2023-06-13
9	Wong, Isaac Wing Ho 黃穎灝		M	AJF683	Rep	2016-10-11

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