SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Chan, Wai Lung (SFC:AAC760) 陳偉隆			AAC760	Rep		2003-06-24
2	Foo, King Wah 符敬華			ADT598	Rep		2003-06-24
3	Lam, May Mei Kam 林美金		F	AAE339	RO		2003-06-24
4	Yuen, Man Yan 袁文茵			AAE316	RO		2003-06-24

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