UNION GAMING SECURITIES ASIA LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Hernandez, John Gabriel-Apffel		M	BGY932	RO	2016-04-29	2021-04-14
2	Moriarty, Richard Paul		M	BEE927	RO	2016-04-29	2021-06-29
3	Sabherwal, Hemant			AML888	Rep	2016-10-03	2018-04-25
4	Yip, Byron 葉家豪		M	AYQ739	RO	2016-04-29	2018-04-20

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