Yuanta Financial (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2022	⚥	SFC ID	Role	From	Until
1	Epstein, Hobart Lee			AED016	RO	2011-11-23	2012-07-24
2	Yoon, Dong Hyuk			AOJ335	RO	2011-11-23	2012-07-24

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