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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2005	⚥	Role	From	Until
1	Disney, Patrick William Wynn	49	M	Rep	2004-12-09	2005-03-02
2	Gaskell, Rodney Scott		M	Rep	2004-12-06	2005-03-02
3	McCarron, Mark Edward		M	Rep	2004-12-01	2005-03-02
4	Ujobai, Joseph Paul	44	M	Rep	2004-12-09	2005-03-02

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