Nine Masts Capital Limited 天元資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Schachter, Ron Armin			RO	2010-05-11
2	Tu, James Xinjun		M	RO	2010-05-11	2019-07-31
3	Wang, Bing (SFC:ATX770) 王兵			RO	2010-05-11
4	Carnow, Jacob Elliot		M	Rep	2011-12-12	2015-04-30
5	Lehnert, Curtis C 藍宇軒		M	Rep	2011-03-14	2014-10-10
6	Lian, Yaohua 連瑤華			Rep	2011-03-14	2017-10-15
7	Lien, Eugene 連進		M	Rep	2011-04-11	2019-07-31

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