Vanguard Investments Hong Kong Limited 領航投資香港有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Burns, Duncan Andrew		M	RO	2018-01-17	2022-06-29
2	Conking, Scott Allan		M	RO	2020-08-24	2022-06-29
3	Lau, Gwen 劉曉珺		F	Rep	2019-04-08	2022-01-31
4	Lee, Yuk Kuen 李玉娟			Rep	2021-05-07	2022-01-31
5	Pu, Yan			RO	2017-08-04	2022-06-29
6	Yip, Sammy Ka Tak 葉家德			RO	2015-09-24	2022-06-29

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