Rich Bay Securities Limited 富利證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	Role	From	Until
1	Kam, Boris Kwun Kwan 金冠群		M	RO	2017-07-24	2018-04-30
2	Mak, Tsz Kin (SFC:BFN917) 麥子健			Rep	2017-08-10	2018-08-24
3	Poon, To Sing 潘道成			RO	2017-08-28	2020-04-03
4	Tam, Ka Ho (SFC:BCC092) 譚家豪			RO	2017-08-03	2017-12-28

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