TAI NING STOCK COMPANY LIMITED 大寧證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Chiu, Windy Wing Yan 趙詠茵			RO	2018-09-04
2	Kam Lau, Wai Ying 甘劉惠英			RO
3	Lai, Suet Ming 黎雪明			Rep
4	Yip, Lau Kun 葉柳勤			Rep
5	Yuen, Kam Tui 袁錦堆			RO	2018-09-04

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