SOFAER GLOBAL RESEARCH (HK) LIMITED

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Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	Role	From	Until
1	Chang, Sze Ching 鄭思正			Rep	2006-05-02	2008-09-07
2	McLaren, Kirsty Jayne			RO	2006-06-09	2008-07-04
3	Peters, Carmel			RO	2006-07-25	2008-08-04
4	Whyte, Timothy James		M	RO	2005-03-08	2008-07-31
5	Wong, Ian Chung Ho 黃仲濠		M	Rep	2005-07-11	2008-08-07

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