NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2016 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Wu, Christine Ka Wai 胡嘉慧 | F | Rep | 2011-02-02 | 2015-08-31 | |
2 | Wong, Pui Sze (SFC:AOJ349) 黃佩詩 | F | Rep | 2010-12-09 | 2015-08-31 | |
3 | Smith, Mark (SFC:APV538) | M | Rep | 2009-08-17 | 2009-10-14 | |
RO | 2009-10-14 | |||||
4 | Shiers, Matthew John | M | Rep | 2016-03-17 | ||
5 | Rogers, David Ian (SFC:APJ114) | M | RO | 2009-04-09 | ||
6 | Reyes, Ethylyn G | F | Rep | 2011-03-16 | 2014-09-15 | |
7 | Philips, George Andrew | M | RO | 2009-09-02 | ||
8 | Philips, Christiana Marie | F | Rep | 2010-03-17 | 2014-02-05 | |
9 | Motiwala, Ayaz Bashir | M | Rep | 2011-06-21 | 2011-06-24 | |
10 | Lu, Yuetian 呂閱天 | Rep | 2011-10-21 | 2012-11-30 | ||
11 | Higgins, Andrew Michael | M | RO | 2009-04-09 | 2012-12-21 | |
Rep | 2012-12-21 | |||||
12 | Gooding, Nial Dennis Henry 劉國誠 | 57 | M | Rep | 2010-04-30 | 2012-08-27 |
13 | Dunn, Alastair Robert | M | Rep | 2012-08-21 | ||
14 | Connolly Carbo, Trevor James | M | Rep | 2010-02-18 | 2011-08-12 | |
15 | Belal, Tanvir | M | RO | 2009-08-19 |
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