NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED

• Key Data
• Officers
• Overlaps
• Advisers
• Adviserships
• SFC licenses
• Webb-site Reports

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	Role	From	Until
1	Belal, Tanvir		M	RO	2009-08-19
2	Dunn, Alastair Robert		M	Rep	2012-08-21
3	Higgins, Andrew Michael		M	Rep	2012-12-21
4	Philips, George Andrew		M	RO	2009-09-02
5	Rogers, David Ian (SFC:APJ114)		M	RO	2009-04-09
6	Shiers, Matthew John		M	Rep	2016-03-17
7	Smith, Mark (SFC:APV538)		M	RO	2009-10-14

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---