NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Higgins, Andrew Michael | M | RO | 2009-04-09 | 2012-12-21 | |
| 2 | Rogers, David Ian (SFC:APJ114) | M | RO | 2009-04-09 | ||
| 3 | Smith, Mark (SFC:APV538) | M | Rep | 2009-08-17 | 2009-10-14 | |
| 4 | Belal, Tanvir | M | RO | 2009-08-19 | ||
| 5 | Philips, George Andrew | M | RO | 2009-09-02 | ||
| 6 | Smith, Mark (SFC:APV538) | M | RO | 2009-10-14 | ||
| 7 | Connolly Carbo, Trevor James | M | Rep | 2010-02-18 | 2011-08-12 | |
| 8 | Philips, Christiana Marie | F | Rep | 2010-03-17 | 2014-02-05 | |
| 9 | Gooding, Nial Dennis Henry 劉國誠 | 62 | M | Rep | 2010-04-30 | 2012-08-27 |
| 10 | Wong, Pui Sze (SFC:AOJ349) 黃佩詩 | F | Rep | 2010-12-09 | 2015-08-31 | |
| 11 | Wu, Christine Ka Wai 胡嘉慧 | F | Rep | 2011-02-02 | 2015-08-31 | |
| 12 | Reyes, Ethylyn G | F | Rep | 2011-03-16 | 2014-09-15 | |
| 13 | Motiwala, Ayaz Bashir | M | Rep | 2011-06-21 | 2011-06-24 | |
| 14 | Lu, Yuetian 呂閱天 | Rep | 2011-10-21 | 2012-11-30 | ||
| 15 | Dunn, Alastair Robert | M | Rep | 2012-08-21 | ||
| 16 | Higgins, Andrew Michael | M | Rep | 2012-12-21 | ||
| 17 | Shiers, Matthew John | M | Rep | 2016-03-17 | ||
| 18 | Parlamento, Luca | Rep | 2017-03-22 | 2018-12-10 |
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