Ling, Royce Chi Yau 凌志友
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2005-01-31 | 2008-10-31 | Rep | Dealing in securities | 2007-07-10 | 2008-10-31 |
| 2 | BARCLAYS CAPITAL FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-08-31 | Rep | Asset management | 2004-08-31 | Rep | Dealing in futures contracts | 2005-01-31 |
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