Blight, Warren Nicholas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALETHEIA TECHNOLOGIES LIMITED (HK) | Rep | Advising on securities | 2014-02-07 | 2014-03-28 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-09-24 | Rep | Asset management | 2004-09-24 | Rep | Advising on securities | 2005-04-18 |
| 3 | FOX-PITT, KELTON (ASIA) LIMITED | Rep | Advising on securities | 2006-05-11 | 2006-11-07 | Rep | Dealing in securities | 2006-05-11 | 2006-11-07 | RO | Advising on securities | 2006-11-07 | 2009-10-16 | RO | Dealing in securities | 2006-11-07 | 2009-10-16 |
| 4 | Keefe, Bruyette & Woods Asia Limited | RO | Advising on securities | 2010-03-03 | 2012-06-25 |
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