Du, Pauline 杜蕙林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2005-01-07 | 2011-05-16 | Rep | Advising on securities | 2005-01-07 | 2011-05-16 |
2 | JS CRESVALE CAPITAL LIMITED | Rep | Advising on corporate finance | 2003-08-20 | Rep | Advising on securities | 2003-08-20 | Rep | Asset management | 2003-08-20 |
3 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2003-08-20 | Rep | Advising on securities | 2003-08-20 | Rep | Asset management | 2003-08-20 |
4 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-08-20 | 2004-09-22 | Rep | Advising on securities | 2003-08-20 | 2004-09-22 |
5 | WAG FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2005-01-07 | 2006-11-26 | Rep | Advising on securities | 2005-01-07 | 2006-11-26 |
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