Chan, Elton Ngok Yan 陳岳欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-01-16 | 2021-01-05 | Rep | Dealing in securities | 2020-01-16 | 2021-01-05 |
2 | HSBC GUYERZELLER FAR EAST LIMITED | RO | Advising on securities | 2004-08-10 | 2009-05-01 | RO | Asset management | 2004-08-10 | 2009-05-01 | RO | Dealing in securities | 2004-12-22 | 2009-05-01 | RO | Advising on futures contracts | 2005-11-10 | 2009-05-01 |
3 | Peakhouse Asset Management Limited | Rep | Advising on securities | 2024-01-22 | Rep | Asset management | 2024-01-22 |
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