Rutherford, Duncan Ross
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2004-12-06 | 2008-09-23 |
2 | MACQUARIE EQUITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-21 | Rep | Advising on securities | 2003-04-21 | Rep | Asset management | 2003-04-21 | Rep | Dealing in securities | 2003-04-21 |
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