Tam, Lai Chu 譚麗珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-11-16 | 2009-07-21 |
2 | Network Financial Services Limited | Rep | Advising on securities | 2005-04-12 | 2005-05-20 |
3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2004-05-28 | 2005-03-21 |
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