Lee, Hoi Wah (SFC:ALL686) 李凱華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-01-18 | 2005-12-23 |
2 | DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-15 | 2005-12-23 |
3 | WM (HK) Limited | Rep | Advising on securities | 2007-10-16 | 2007-11-16 | Rep | Dealing in securities | 2007-10-16 | 2007-11-16 |
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