Wong, Derek Yin Kui 黃賢駒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ANDO ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-09-15 | 2020-10-22 | RO | Asset management | 2017-09-15 | 2020-10-22 | RO | Dealing in securities | 2017-09-15 | 2020-10-22 |
| 2 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2006-04-25 | 2006-11-22 |
| 3 | Bright Fund Management Limited | Rep | Advising on securities | 2008-05-26 | 2009-12-24 | Rep | Dealing in securities | 2008-05-26 | 2009-12-24 |
| 4 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2005-06-28 | 2005-10-21 |
| 5 | QH Asset Management Company Limited | Rep | Advising on securities | 2016-08-30 | 2016-09-08 | Rep | Asset management | 2016-08-30 | 2017-05-17 | RO | Advising on securities | 2016-09-08 | 2017-05-17 |
| 6 | QH CAPITAL LIMITED | RO | Advising on securities | 2015-02-17 | 2017-05-17 |
| 7 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2012-01-30 | 2013-12-03 | Rep | Dealing in securities | 2012-01-30 | 2013-12-03 |
| 8 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2013-12-10 | 2013-12-27 | Rep | Dealing in securities | 2013-12-10 | 2013-12-27 | RO | Advising on securities | 2013-12-27 | 2015-01-30 | RO | Dealing in securities | 2013-12-27 | 2015-01-30 |
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