Yamamoto, Naoki
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2017-08-14 | 2020-10-12 | Rep | Dealing in securities | 2023-03-10 | 2023-03-20 | Rep | Dealing in securities | 2023-07-17 | 2023-07-22 | Rep | Dealing in securities | 2023-12-11 | 2023-12-15 | Rep | Dealing in securities | 2024-04-08 | 2024-04-12 | Rep | Dealing in futures contracts | 2024-08-26 | Rep | Dealing in securities | 2024-08-26 |
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