Nam, Ka Keung 藍嘉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CTBC Asia Limited | Rep | Asset management | 2004-05-25 | 2004-06-07 | Rep | Dealing in securities | 2004-05-25 | 2004-06-07 | RO | Asset management | 2004-06-07 | 2016-02-24 | RO | Dealing in securities | 2004-06-07 | 2016-02-24 | RO | Advising on securities | 2004-10-04 | 2016-02-24 |
2 | Grand Profit Financial Company Limited | RO | Advising on securities | 2017-01-06 | RO | Asset management | 2017-01-06 |
3 | YICKO FUTURES LIMITED | RO | Dealing in futures contracts | 2004-05-20 | |
4 | YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED | RO | Advising on securities | 2004-05-20 | RO | Asset management | 2004-05-20 |
5 | YICKO SECURITIES LIMITED | RO | Dealing in securities | 2004-05-20 |
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